Eric is a finance professional with a drive for excellence and a deep commitment to his clients and his Team. With a Bachelor’s degree in Finance from the University of Dayton and holding key securities registrations—including Series 24, 6, 7, 63, and 66—he helps ensure clients receive top-tier financial guidance.

On the personal financial advising front, Eric goes beyond tradition by traveling the country to meet clients in the comfort of their own homes and workplaces, fostering long-term relationships and providing hands-on financial support. Throughout his 30+ year career, Eric has consistently been a leader in asset management due diligence, where he collaborates closely with investment strategists and senior management to stay ahead of market trends, helping to keep him at the forefront of the industry. His hard work and precision in these endeavors have earned him a place in the Wells Fargo Advisors Financial Network Platinum Council every year from 2007 to 2025, along with Forbes’ prestigious Best-In-State Wealth Advisors recognition from 2018 through 2025.

Believing deeply in the notion that successful long-term planning for client families is muti-generational on both the family as well as the advisory team levels, and being laser focused on helping make sure client families never outgrow or outlive NEST Capital, Eric also works extensively in adding to the NEST Capital family of Advisors. Eric’s goal is to build a legacy team that lives into perpetuity, and as more successful and like-minded financial professionals from across the country choose to make NEST Capital their forever home to provide their services to families that mutually agree to work with us, that goal becomes closer to reality.

Rooted in being an Eagle Scout, Eric values the outdoors and actively supports initiatives like the 4Ocean Project. For Eric, boating is also more than a hobby; it’s a way of life and splitting free time between Florida and at home on Indian Lake in Russells Point, Ohio, you’d likely find Eric out on the water with his wife, Kristen, and their daughters, Maribella and Madeline.

CA Insurance License Number: 0D68746. Resident State OH.

<sup>2024 & 2025 Platinum Council Disclosure: The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors Financial Network as measured by business production from the previous year and professionalism.

2023 and prior Platinum Council disclosure: The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors Financial Network as measured by one or more of the following: completion of educational components, business production from the previous year, and professionalism. Additional consideration may have included best practices and team structures.

2025 Forbes Best-In-State Wealth Advisors: Awarded April 2025; Data compiled by SHOOK Research LLC based on the time period from 6/30/23 - 6/30/24 (Source: Forbes.com). 2024 Forbes Best-In-State Wealth Advisors: Awarded April 2024; Data compiled by SHOOK Research LLC based on the time period from 6/30/22 - 6/30/23. 2023 Forbes Best-In-State Wealth Advisors: Awarded April 2023; Data compiled by SHOOK Research LLC based on the time period from 6/30/21 - 6/30/22. 2022 Forbes Best-In-State Wealth Advisors: Awarded April 2022; Data compiled by SHOOK Research LLC based on the time period from 6/30/20 - 6/30/21. 2021 Forbes Best-In-State Wealth Advisors: Awarded February 2021; Data compiled by SHOOK Research LLC based on the time period from 6/30/19 - 6/30/20. 2020 Forbes Best-In-State Wealth Advisors: Awarded January 2020; Data compiled by SHOOK Research LLC based on the time period from 6/30/18 - 6/30/19. 2019 Forbes Best-In-State Wealth Advisors: Awarded February 2019; Data compiled by SHOOK Research LLC based on the time period from 6/30/17 - 6/30/18. 2018 Forbes Best-In-State Wealth Advisors: (Awarded February 2018; Data compiled by SHOOK Research LLC based on the time period from 6/30/16 - 6/30/17. The Forbes Best-in-State Wealth Advisors rating algorithm is based on the previous year’s industry experience, interviews, compliance records, assets under management, revenue and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria.</sup>

Lisa has a Bachelor’s degree in Finance from Miami University and holds her Series 7, 31, 63, and 65 securities registrations and life insurance licenses. She is a financial advisor with Chartered Retirement Planning Counselor (CRPC™), Chartered Mutual Fund Counselor (CMFC™), Accredited Domestic Partnership Advisor (ADPA™), Certified Divorce Financial Analyst (CDFA^®)¹, CERTIFIED FINANCIAL PLANNER^® practitioner, Sports & Entertainment Accredited Wealth Management Advisor (SE-AWMA™), and Chartered Financial Consultant (ChFC^®) designations. She has also completed her Master of Science degree in Financial Planning.

Wealth management for high-net-worth clients often involves a holistic familial approach. Such plans are complex, dynamic, and often involve conflicting goals, personalities, and emotions among parties spread far and wide geographically. Continuous training, intent listening, creative problem solving, collaboration with attorneys and accountants, and our team’s extraordinary services helps us maintain lifelong relationships with multiple generations of client families. Lisa has been recognized on the Forbes’ Best–in-State Wealth Advisor² list for years 2018-2025 and has earned the Wells Fargo Advisors Financial Network Platinum Council distinction³ for years 2013-2025. Lisa is vital in strategizing amongst our high-net-worth clients’ attorneys, accountants, and our Wells Fargo Centers of Excellence. She and Eric* spend most of their time leading and mentoring the KIG team and NEST Capital ecosystem, helping ensure our team is built to last for generations to come.

Lisa lives in Dublin, Ohio, with her husband, Chuck. Their son, Ethan, is a student at Alabama; Their daughter, Charley, is studying at the University of South Carolina. They have two beloved cats and their favorite charity to volunteer for is Colony Cats (& Dogs). Their family is always on the go with a large extended family and a passion for adventure and travel.

*Eric Haubert, Owner, Senior Financial Advisor, Registered Principal

CA Insurance License Number: 0D65744. Resident State OH.

<sup>1 The use of the CDFA® designation does not permit Wells Fargo Advisors or its Financial Advisors to provide legal advice, nor is it meant to imply that the firm or its associates are acting as experts in this field.

2 2025 Forbes Best-In-State Wealth Advisors: Awarded April 2025; Data compiled by SHOOK Research LLC based on the time period from 6/30/23 - 6/30/24 (Source: Forbes.com).2024 Forbes Best-In-State Wealth Advisors: Awarded April 2024; Data compiled by SHOOK Research LLC based on the time period from 6/30/22 - 6/30/23. 2023 Forbes Best-In-State Wealth Advisors: Awarded April 2023; Data compiled by SHOOK Research LLC based on the time period from 6/30/21 - 6/30/22. 2022 Forbes Best-In-State Wealth Advisors: Awarded April 2022; Data compiled by SHOOK Research LLC based on the time period from 6/30/20 - 6/30/21. 2021 Forbes Best-In-State Wealth Advisors: Awarded February 2021; Data compiled by SHOOK Research LLC based on the time period from 6/30/19 - 6/30/20. 2020 Forbes Best-In-State Wealth Advisors: Awarded January 2020; Data compiled by SHOOK Research LLC based on the time period from 6/30/18 - 6/30/19. 2019 Forbes Best-In-State Wealth Advisors: Awarded February 2019; Data compiled by SHOOK Research LLC based on the time period from 6/30/17 - 6/30/18. 2018 Forbes Best-In-State Wealth Advisors: (Awarded February 2018; Data compiled by SHOOK Research LLC based on the time period from 6/30/16 - 6/30/17. The Forbes Best-in-State Wealth Advisors rating algorithm is based on the previous year’s industry experience, interviews, compliance records, assets under management, revenue and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria.

3 2024 & 2025 Platinum Council disclosure: The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors Financial Network as measured by business production from the previous year and professionalism. 2023 and prior Platinum Council Disclosure: The Platinum Council distinction is held by a select group of Financial Advisors within Wells Fargo Advisors Financial Network as measured by one or more of the following: completion of educational components, business production from the previous year, and professionalism. Additional consideration may have included best practices and team structures.</sup>

Tim thoroughly enjoys his role as our Director of Growth utilizing his 25-plus years of broad experience working in the financial services industry. Tim has been instrumental in expanding the business by helping create NEST Capital so other financial advisors can join and provide truly independent advice to clients. Prior to going to work for KIG and NEST Capital, Tim gained valuable experience through exciting roles in investment management, operations, trading, and leadership working for great firms such as Nationwide, Credit Suisse, and JPMorgan. He has a passion for helping people solve problems and realize their dreams through a collaborative and candid assessment of their specific situations and goals.

Tim’s drive, in part, comes from watching his own father’s retirement experience. His dad was a pilot for a major airline for 35 years until he retired shortly after Tim went to work in financial services. When the airline filed for bankruptcy in the early 2000s, the pension was taken over and he received only 47% of his previously promised retirement package. Thanks to good planning, disciplined saving, and an independently-minded financial advisor, Tim’s parents were able to weather that financial storm and enjoy the retirement they always planned. Tim enjoys partnering with our own advisors and client service associates to get better together each day; and loves helping outside financial advisors reach their fullest potential through joining our independent, client-first practice.

Tim earned his Bachelor’s degree in Economics from the University of Colorado and earned his Certified Investment Management Analyst (CIMA®) designation from Cal-Berkeley’s Haas School of Business. He also holds his FINRA Series 7, 63, and 65 securities registrations. Tim married the love of his life, Jane, in 2007. They reside in Columbus, Ohio with their two incredible boys, Teddy and Sam, along with one dog, two cats, and a goldfish that defies nature. They enjoy spending leisure time together anywhere outdoors whether it be on a lake, in the woods, up in the mountains, or on the golf course.

Ruth is a long-time friend of Katterhenry Investment Group and joins us with 19 years of experience in Financial Services. As our Director of Development in the Dublin office, she provides excellent service to our team and the individuals who place their trust in us. Ruth also works closely with Tim Irwin, CIMA^®, Director of Growth, to help support the NEST Capital brand.

Ruth believes in giving back to her community and volunteers with Ohio Health Hospice. She and her two grown boys are avid Philadelphia sports fans.  In her free time she can be found listening to live music and exploring new places with her crazy dog, Boomer.

Prior to joining our group in 2007, Kasey spent her days being a mom, her nights being a student, and her weekends parenting, studying, and working. She previously worked in inventory management and office administration. Needless to say, she sold us on her juggling skills (no, not literally!). Shortly after joining our group, Kasey obtained her Bachelor of Science in accounting degree from Wright State University. Then, she went on to obtain Series 7, 24, and 66 securities registrations; and life, accident, and health insurance licenses. Kasey handles all operations for every branch of the practice—from internal management to compliance to client outreach and special projects.

Kasey lives in Butler Township, Dayton, with her husband, Steve, and their sons, Kyle, Xavier and Lukas. Kasey and Steve spend the majority of their spare time indoors and outdoors playing sports, games, or watching movies with their boys at their sides. Their family donates their time and money to the local schools. Kasey also likes to travel, dance, and partake in beer tastings, all of which she looks forward to doing more and more of in the future.

Katelyn brings many years of experience in operations, paired with a strong foundation in organization, attention to detail, and a commitment to seeing things through. Throughout her career, she has developed a reputation for reliability, thoughtful coordination, and the ability to keep complex initiatives moving forward smoothly.

In her current role as an Operations Transition Manager, Katelyn specializes in guiding transitions for new affiliates. She plays a key role in planning and executing the many moving parts involved in onboarding, helping ensure that every detail is accounted for, and every team feels supported along the way. From branding and licensing to account transfers, technology setup, and property management, she coordinates across multiple areas to create a consistent and welcoming experience for advisor teams and their clients as they join our NEST. She is also flexible and proactive and is always willing to travel wherever she is needed, providing on-site support to help ensure each transition is a smooth experience from start to finish.

Katelyn also continues to support the broader operations team, lending her expertise to a variety of needs across multiple offices. Her collaborative approach and willingness to step in wherever needed make her a trusted resource and a steady presence during times of change.

Janice comes to NEST Capital with 28 years of experience in HR, management, training, and project management.

As the HR Coordinator, Janice is passionate about nurturing our culture and core values by providing employees and supervisors with tools to build teams that are supported, engaged, and empowered.

Janice enjoys being a resource to make day-to-day processes run smoothly - helping streamline the hiring and onboarding process, answering employee questions, and ensuring communication of employee programs, resources, and benefits.

Janice loves working alongside her daughter, who is a student at the University of Dayton and an Intern at NEST Capital. Janice and her husband, Chris, also have 2 teenage sons and spend many evenings at their football and basketball games. Janice loves to travel, spend time with family and friends, and extreme sports. She has competed in many marathons, triathlons, and dance and acrobatic competitions.

Moe Zayed is an accomplished finance professional with over 8 years of experience in the finance industry and a strong background in management spanning over 9 years. He has held various roles including Banker, Financial Advisor, and Director of Estate Operations before joining our team in 2023. As our Compliance Coordinator, Moe leverages his expertise to manage the daily compliance workload, ensuring adherence to all relevant rules and regulations by monitoring, reviewing, and approving/denying necessary supervisory and compliance materials. His proficiency is demonstrated through his possession of FINRA Series 7, 66, 9, 10, and 99 security registrations, showcasing his commitment to maintaining high standards in financial services.

Originally from Cleveland, Moe relocated to Columbus three years ago with his wife, Megan, and daughter, Sabrina. In May 2024, they welcomed another daughter, Leila, to their lovely family. Outside of work, Moe finds joy in fishing and exploring the world with his family, having visited captivating destinations such as Iceland, Jordan, Japan, Korea, Italy, and Spain. He continues to plan more adventures, embracing a well-rounded lifestyle that balances professional excellence with enriching personal experiences.

Leslie comes to us with many years of experience in office management within the technology sector, so helping our practices integrate technology for increased efficiency is second nature to her. Leslie leads our team of client service advocates who perform all administrative services to quickly solve all client needs, including: money movement, account openings and updates, transfers, IRA consolidations, 401k rollovers, and more! Beyond these important responsive services, Leslie and her team drive all proactive client service touches as well. This may come in the form of organizing group events and educational opportunities, along with both celebrating and mourning with individual clients as they navigate the ups and downs of life’s journeys.

Leslie has worked for us both in Ohio and Texas, and currently resides near our operations hub in Troy, Ohio. She often travels to other NEST Capital practices to coach, mentor, train, and strategize with their local team. When not at work, Leslie stays very busy entertaining her two children, Gwen and Alex, and their sweet kitties. Her family avidly enjoys outdoor activities that revolve around water, as well as trying to find the best street taco when given the opportunity.

Marisa is a graduate of The Ohio State University where she earned a degree in Consumer & Family Financial Services. Marisa’s reputation on the team is that her keen intelligence is matched only by her quick wit. Marisa raises the bar on client service standards by making client money movement, account updates, and new account openings as easy-breezy as possible. She embodies our core values of teamwork, growth mindset, and enjoyment. Her attitude, attention to detail, and efficiency have made her a vital contributor to training new team members.

Splitting her time between Ohio and Illinois, Marisa enjoys exploring local thrift stores and discovering new restaurants. She finds it exciting to share both her professional and personal experiences in these two vibrant areas. She is a dedicated Columbus Crew fan and intense pickle ball competitor. She is also more than willing to use planes, trains, and automobiles to go on adventures with family and friends and/or assist in bringing new NEST offices online.

Ian joined our team after gaining extensive experience in the restaurant and hospitality industry, complemented by his educational background in marketing. His meticulous skills in event planning, effective communication, and commitment to delivering excellent customer experiences make him an ideal fit for his role with us. Ian actively leads client outreach and event planning initiatives through digital marketing and in-person programs to help strengthen our connections with clients.

Having previously worked as a Client Service Advocate, Ian profoundly understands clients’ needs and the vital role KIG services play in their financial success. He takes great pride in applying his passion for people and knowledge of public relations to help enhance our impact on clients and the broader community.

Ian was raised in Troy, Ohio, and still lives close to home, but loves to travel for music, food, culture, and the outdoors for hiking, kayaking, and camping! Additionally, Ian is a proud Eagle Scout with a continued passion for scouting as an adult where he continues to volunteer his time.

Polina joined us in 2021 with 13 years of experience in the financial services industry. She works in a dual advisor and client servicing role, partnering closely with clients and advisors to help deliver clear, well coordinated investment planning.

As leader of the planning team, Polina oversees planning strategy. She also trains and supports advisors to help ensure consistent, high quality outcomes for clients. Polina manages relationships for some of our most complex clients and collaborates closely across teams to create a seamless, customized client experience. She also acts as a liaison among attorneys, CPAs, and other specialists, working with experts across disciplines to help support truly holistic planning.

Polina holds a Bachelor of Science in Business Administration from the University of Pittsburgh, with concentrations in Finance and International Business. She also holds her FINRA Series 6, 7, 63, and 65 securities registrations as well as life insurance licenses.

Born in Ukraine and raised in Pittsburgh, Polina proudly considers herself a forever “Yinzer.” She now lives in Powell, Ohio, with her husband, Michael, and their children, Gabriel and Karina. Outside of work, she enjoys Lagree fitness, reading, traveling, supporting local breweries, and staying active with her family.

Seth brings a deep passion for financial markets and a dedication to client service, making him a natural fit for his role as Lead Trading Analyst and Planning Associate. He is known for his meticulous attention to detail and unwavering commitment to helping clients achieve their financial goals. With a strong foundation in portfolio construction and market analysis, Seth thrives on developing tailored strategies that align with each client’s unique objectives. His experience spans across equity and fixed income trading, where he combines technical insight with a disciplined, research-driven approach. Seth is equally passionate about investment planning, taking pride in crafting comprehensive plans that help empower clients to make confident decisions. His ability to bridge the fast-paced world of trading with the long-term perspective of planning allows him to deliver holistic, results-oriented guidance.

Seth earned his bachelor’s degree in Finance from Wright State University and holds his FINRA Series 7 and 66 securities registrations, as well as his life insurance licenses. Committed to lifelong learning, he aims to stay ahead in an ever-evolving financial landscape by actively pursuing opportunities to deepen his expertise. This drive for continuous growth fuels his ability to deliver thoughtful, high-impact solutions and exceptional value to clients.

Outside the office, Seth finds relaxation and joy at the lake, where he enjoys boating, swimming, and casting a line for a quiet afternoon of fishing. A year-round sports enthusiast, he follows his favorite teams with passion and rarely misses a game, whether it’s football in the fall or baseball in the summer.

Brett has a passion for investing and working with others, two qualities that have made him a fantastic fit since joining the team in January 2022. He has an unwavering commitment to putting clients’ interests first and believes in deepening relationships with a friendly, positive attitude.

Brett spent his previous role as a Portfolio Manager, implementing investment strategies to help ensure clients reached their long-term investment goals. During this time, Brett earned his CERTIFIED FINANCIAL PLANNER^® designation to broaden his industry knowledge. He also holds his FINRA Series 7 and 63 securities registrations, as well as his life insurance licenses. Brett graduated from The Ohio State University in 2016 with Bachelor’s degree in Finance and Marketing. He credits his time there with developing his strong interest in investing.

Brett and his wife, Lauren, have two daughters, Charlotte and Emma. Other than spending time with his growing family, his hobbies include running, golfing, traveling, and cheering on his favorite sports teams (especially the Buckeyes).  

Clay received his bachelor’s degree from Hope College in economics and business before beginning his lifelong career in financial services. His degree gave him the confidence to navigate the industry as his true self: a listener, a lifelong learner, and someone clients can depend on. It is important to him to get to know his clients on a deeper level and to assist them in understanding their finances.

When Clay attended his first course in personal finance at the age of 14, he was deeply impacted by the stress he witnessed his fellow classmates, mostly middle-aged professionals, carrying due to financial concerns. He realized there was an opportunity to help others shift their mindset from viewing money as a burden to viewing it as a handy tool to reach their goals. It has been his personal resolve since then to become a resource through every life stage for people around him who he could help lighten this burden by helping them see the bigger picture and create long term goals. He holds Series 7, 24, and 66 securities registration, as well as his life and health licenses.

Outside of work, you can find Clay playing pickleball, training for a triathlon, or cooking a good meal for a close friend. In his spare time, he also enjoys reading and discovering new wines.